Mark Anthony Gabriel

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-09-23
MN	RA	APPROVED	2013-11-20

TX RA
APPROVED

Since 2019-09-23
MN RA
APPROVED

Since 2013-11-20

Branch Locations

3200 Main St Nw Ste 230, Coon Rapids, MN 55448-1163 • United States

Princeton, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Coon Rapids	MN	09/2005	03/2020
Ameriprise Financial Services, Llc	Coon Rapids	MN	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Coon Rapids, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Coon Rapids, MN

Other Businesses

Real Estate Ownership; Single Family; 309 Akers LN, Unit G, Whitefish, MT, 59937; Not Investment-Related; 06/01/2023. Business Ownership; Co-owner; Manage Ameriprise Business; 1700 Highway 36 West, suite 420, Roseville, MN, 55113; Investment-Related; 02/01/2024; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Angel Foundation; Provide pro-bono financial planning; 3200 Main Street ste 230, , Coon Rapids, MN, 55448; Investment-Related; 11/02/2020; 1 to 9 during trading hours; 1 to 9 hours per month.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-10-30

S63 Uniform Securities Agent State Law Examination

1987-10-30

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD