Kenneth Fonteyn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 07/2021
  Ameriprise Financial Services, Inc.
  Palm Beach Gardens, FL
• 10/2009 → 08/2021
  Ameriprise Financial Services, Inc.
  Palm Beach Gardens, FL
• 07/2021 → Present
  Lpl Financial Llc
  Palm Beach Gardens, FL

Previous Registrations

• 2009-12-09 → 2021-08-05
  Ameriprise Financial Services, Llc
  Aventura, FL
  Palm Beach Gardens, FL
• 2007-04-02 → 2009-04-24
  Morgan Stanley & Co. Llc
  North Palm Beach, FL
• 2005-04-04 → 2007-04-02
  Morgan Stanley Dw Inc.
  North Palm Beach, FL
  N. Palm Bch., FL
• 1999-07-02 → 2005-04-15
  Robert W. Baird & Co. Incorporated
  Palm Beach Gardens, FL

Other Businesses

1)07/02/2021 - GLADSTONE WEALTH PARTNERS - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2021 - 160 Hr/Mth 2)07/02/2021 - BOOK OF BROKERS - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 06/2021 3)07/02/2021 - Real Estate Rental - Owner - Inv Rel - Beach Garden, FL - Start: 07/2020 - 2 Hr/Mth

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-10-30
• S63 Uniform Securities Agent State Law Examination
  1989-12-06

Other Names

• Kenneth Nozewski