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Gary Michael Wozny

Lcm Capital Management Inc

Chicago, IL

CRD 1749964

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Employer firm

Lcm Capital Management Inc CRD 111074

$403M regulatory AUM 5 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Lcm Capital Management Inc

209 W. Jackson Boulevard Suite 777, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-01
TX RA APPROVED 2005-05-24
IL RA APPROVED 2001-04-23
  • WI RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2005-05-24
  • IL RA
    APPROVED
    Since 2001-04-23

Branch Locations

209 W. Jackson Boulevard Suite 777, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lcm Capital Management, Inc. Chicago IL 09/2002 Present
Independent Insurance Agent Chicago IL 02/1989 Present
Insurance Agent Chicago IL 02/1989 Present
  • 09/2002 → Present
    Lcm Capital Management, Inc.
    Chicago, IL
  • 02/1989 → Present
    Independent Insurance Agent
    Chicago, IL
  • 02/1989 → Present
    Insurance Agent
    Chicago, IL
Previous Registrations
Other Businesses

INDEPENDENT INSURANCE AGENT; INVESTMENT RELATED; CHICAGO, IL 60606; 1989.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1987-10-30
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1987-10-30
Other Names
  • Gary Wozny

View on SEC IAPD

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Nearby Investors

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Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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