Thomas Allen Corrado

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
ID	RA	APPROVED	2020-05-07
TX	RA	APPROVED_RES	2013-05-10
CA	RA	APPROVED	2004-11-15

ID RA
APPROVED

Since 2020-05-07
TX RA
APPROVED_RES

Since 2013-05-10
CA RA
APPROVED

Since 2004-11-15

Branch Locations

Eagle, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Long Beach School F.C.U	Long Beach	CA	06/1995	Present
Linsco/Private Ledger	Eagle	ID	01/2001	Present

06/1995 → Present

Long Beach School F.C.U

Long Beach, CA
01/2001 → Present

Linsco/Private Ledger

Eagle, ID

Other Businesses

1. 5/20/2009 - NON-VARIABLE INSURANCE - LBS FINANCIAL CREDIT UNION - FINANCIAL ADVISOR FOR CREDIT UNION MEMBERSHIP OFFERING MUTUAL FUNDS, ANNUITIES, STOCKS, BONDS, IRA'S, TSA'S, AND INSURANCE PRODUCTS (HAVE SOME DIRECT CONTRACTS WITH COMPANIES). - TIME SPENT 30%.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-11-12
S63	Uniform Securities Agent State Law Examination	1999-03-14

S66 Uniform Combined State Law Examination

2004-11-12
S63 Uniform Securities Agent State Law Examination

1999-03-14

View on SEC IAPD