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James Drake Burns

Wells Fargo Clearing Services, LLC

Paramus, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2007-02-09
TX RA APPROVED_RES 2003-07-01
  • NJ RA
    APPROVED
    Since 2007-02-09
  • TX RA
    APPROVED_RES
    Since 2003-07-01

Branch Locations

461 From Road Suite 101, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Paramus NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Paramus NJ 11/2016 Present
Previous Registrations
  • 1993-11-15 → 2003-07-01
    Prudential Equity Group, Llc
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-12-09
  • S63 Uniform Securities Agent State Law Examination
    1987-12-09

View on SEC IAPD

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