Geraldine Card Maxfield

Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 07/2017
  J.P. Morgan Securities Llc
  Kingwood, TX
• 07/2017 → 10/2022
  Wells Fargo Clearing Services, Llc
  Houston, TX
• 10/2022 → Present
  Pnc Investments Llc
  Montgomery, TX

Previous Registrations

• 2017-07-28 → 2022-11-09
  Wells Fargo Clearing Services, Llc
  Houston, TX
  Conroe, TX
  Conroe, TX
  Conroe, TX
  Kingwood, TX
  Humble, TX
  Kingwood, TX
  Conroe, TX
• 2012-10-01 → 2017-08-08
  J.P. Morgan Securities Llc
  Kingwood, TX
• 2004-12-16 → 2012-10-01
  Chase Investment Services Corp.
  Kingwood, TX
  Humble, TX
  Kingwood, TX
  Kingwood, TX
• 2002-11-22 → 2005-01-14
  Banc Of America Investment Services, Inc.
  Houston, TX
• 2000-04-05 → 2002-11-21
  Chase Investment Services Corp.
  Houston, TX

Other Businesses

HERITAGE LIMITED LLC DBA GLASS DOCTOR OF SPRING; NOT INVT RELATED; SPRING, TX; 50% OWNERSHIP; START DATE 4/26/2021; 8 HRS PER MONTH; 0 HRS DURING TRADING; GLASS REPAIR COMPANY.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-04-05
• S63 Uniform Securities Agent State Law Examination
  1991-11-13

Other Names

• Card Nations
• Geraldine Card Nationsmaxfield
• Gerri Nationsmaxfield
• Gerri Card Nationsmaxfield
• Gerri Card Nations
• Geraldine Card Nations
• Geraldine Card Maxfield
• Gerri Card Maxfield