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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • IL RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

1827 Walden Office Square, Suite 225, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Josten Financial Schaumburg IL 05/1987 Present
Voya Financial Advisors Schaumburg IL 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
John M Hanson Enterprises, Llc Palantine IL 07/2011 Present
Lamb Little Schaumburg IL 05/2016 01/2022
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/1987 → Present
    Josten Financial
    Schaumburg, IL
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Schaumburg, IL
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2011 → Present
    John M Hanson Enterprises, Llc
    Palantine, IL
  • 05/2016 → 01/2022
    Lamb Little
    Schaumburg, IL
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF ENTITY: John M. Hanson Enterprises LLC.; No; 2510 ARLINGDALE CT; PALATINE; IL; 60067; Agriculture; MANAGER; 7/1/2011; 10; 2; manage properties, prepare tax returns 2. NAME OF OTHER BUSINESS: JOSTEN FINANCIAL; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 9/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES & SALE & SERVICE OF FIXED INSURANCE; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 5/2022 APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES, LONG-TERM CARE AND EMPLOYEE BENEFITS ;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-14
S63 Uniform Securities Agent State Law Examination 1991-12-16
  • S65 Uniform Investment Adviser Law Examination
    2017-04-14
  • S63 Uniform Securities Agent State Law Examination
    1991-12-16
Designations

View on SEC IAPD

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