Christopher M Riley

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2022-01-25
TX	RA	APPROVED_RES	2016-07-14
NJ	RA	APPROVED	2012-07-30

Branch Locations

6100 S Yale Ave, Tulsa, OK 74136 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner And Smith Incorporated	Florham Park	NJ	06/2012	Present
Bank Of America N.A.	Florham Park	NJ	09/2012	Present

06/2012 → Present

Merrill Lynch, Pierce, Fenner And Smith Incorporated

Florham Park, NJ
09/2012 → Present

Bank Of America N.A.

Florham Park, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-07-26
S63	Uniform Securities Agent State Law Examination	2006-07-10