Richard Sidney Ferguson

Current Employers

Employment History

• 01/2013 → 10/2022
  Raymond James & Associates, Inc.
  Athens, GA
• 10/2022 → Present
  Stifel, Nicolaus & Company, Incorporated
  Athens, GA

Previous Registrations

• 2012-04-11 → 2022-10-06
  Raymond James & Associates, Inc.
  Athens, GA
  St. Petersburg, FL
  Athens, GA
• 2003-01-27 → 2013-10-11
  Morgan Keegan & Company, Llc
  Memphis, TN
  Athens, GA

Other Businesses

1. DJ PROPERTIES; Baxter Street Athens, GA 30606; commercial property; 50% owner; 10/01/2016; 1 Hour per Quarter; Not During Securities Trading Hours; Investment-Related. 2. Lizard Investments LLC; 1059 Baxter Street Athens, GA 30606; commercial property; Owner; 10/01/2013; 1 Hour per Quarter; Not During Securities Trading Hours; Investment-Related. 3. Meigs Street Rental House; 620 Meigs Street Athens, GA 30606; Owner; 10/01/2015; 1 Hour per Quarter; Not During Securities Trading Hours; Investment-Related. 4. RLJ Properties; Old Stephens Road Lexington, GA 30528; Farm; Owner; 01/01/2015; 0 Hours per Day; Not During Securities Trading Hours; Not Investment-Related. 5. D. Ferguson LLC; 101 Trinity Pl, Athens, GA 30607; Houses rental property; 10/01/1998; Owner; 1 Hour per Quarter; Not during securities trading hours; Investment-Related. 6. 13 Partners LLC; 504 FOREST DRIVE SEA ISLAND, GA 31561; Beach House; Owner; 06/22/2020; 0 Hours per Day; Not During Securities Trading Hours; Not Investment-Related. 7. DD DAWGS LLC; Baxter Street Athens, GA 30606; We own 1 share of Terry Ho Yum Yum Sauce, 50% owner; Owner; 01/01/2019; 0 Hours per Day; Not During Securities Trading Hours; Investment-Related. 8. Downtown Ministries; Broad Street Athens, GA 30606; School; Board Member; 10/01/2016; 1 Hour per Quarter; Not During Securities Trading Hours; Not Investment-Related. 9. Athens Academy; Spartan Lane Athens, GA 30606; School; Board Member; 10/01/2004; 2 Hour per Quarter; Not During Securities Trading Hours; Not Investment-Related. 10 DICK FERGUSON'S CLOTHING STORE; 1059 BAXTER STREET ATHENS GA 30606; MENS CLOTHING; President in name only; owner; 03/01/2023; 2.00hrs/month; Not during securities trading hours; Not Investment-Related 11. Jack O'Kelly foundation; 394 Milledge ave suite 106 ATHENS GA 30606; DRUG AWARENESS AND EDUCATION; TREASURER; HELP OVERSEE THE FUNDS; 04/12/2024; 1 hr/month; Not during securities trading hours; Not Investment-Related 12. SGG ATHENS LLC; 1583 LUMPKIN ST ATHENS, GA 30606; COMMERCIAL REAL ESTATE; OWNER; COLLECT RENT; 04/20/2026; 1hrs/mth; Not during securities trading hours; Investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-08-02
• S63 Uniform Securities Agent State Law Examination
  1987-12-21

Other Names

• Dick Ferguson