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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2025-02-05
LA RA APPROVED 2025-01-27
OK RA APPROVED 2025-01-27
NH RA APPROVED 2025-01-23
ND RA APPROVED 2025-01-22
CO RA APPROVED 2025-01-21
IA RA APPROVED 2025-01-21
KY RA APPROVED 2025-01-21
MN RA APPROVED 2025-01-21
MS RA APPROVED 2025-01-21
NM RA APPROVED 2025-01-21
SC RA APPROVED 2025-01-21
OR RA APPROVED 2025-01-19
AR RA APPROVED 2025-01-17
CA RA APPROVED 2025-01-17
DE RA APPROVED 2025-01-17
MI RA APPROVED 2025-01-17
MT RA APPROVED 2025-01-17
WI RA APPROVED 2025-01-17
WY RA APPROVED 2025-01-17
AL RA APPROVED 2025-01-16
AK RA APPROVED 2025-01-16
GA RA APPROVED 2025-01-16
HI RA APPROVED 2025-01-16
IL RA APPROVED 2025-01-16
NV RA APPROVED 2025-01-16
NJ RA APPROVED 2025-01-16
NC RA APPROVED 2025-01-16
PA RA APPROVED 2025-01-16
RI RA APPROVED 2025-01-16
SD RA APPROVED 2025-01-16
VA RA APPROVED 2025-01-16
CT RA APPROVED 2025-01-15
IN RA APPROVED 2025-01-15
KS RA APPROVED 2025-01-15
ME RA APPROVED 2025-01-15
MD RA APPROVED 2025-01-15
MO RA APPROVED 2025-01-15
NE RA APPROVED 2025-01-15
NY RA APPROVED 2025-01-15
OH RA APPROVED 2025-01-15
TX RA APPROVED 2025-01-15
UT RA APPROVED 2025-01-15
VT RA APPROVED 2025-01-15
WA RA APPROVED 2025-01-15
  • PR RA
    APPROVED
    Since 2025-02-05
  • LA RA
    APPROVED
    Since 2025-01-27
  • OK RA
    APPROVED
    Since 2025-01-27
  • NH RA
    APPROVED
    Since 2025-01-23
  • ND RA
    APPROVED
    Since 2025-01-22
  • CO RA
    APPROVED
    Since 2025-01-21
  • IA RA
    APPROVED
    Since 2025-01-21
  • KY RA
    APPROVED
    Since 2025-01-21
  • MN RA
    APPROVED
    Since 2025-01-21
  • MS RA
    APPROVED
    Since 2025-01-21
  • NM RA
    APPROVED
    Since 2025-01-21
  • SC RA
    APPROVED
    Since 2025-01-21
  • OR RA
    APPROVED
    Since 2025-01-19
  • AR RA
    APPROVED
    Since 2025-01-17
  • CA RA
    APPROVED
    Since 2025-01-17
  • DE RA
    APPROVED
    Since 2025-01-17
  • MI RA
    APPROVED
    Since 2025-01-17
  • MT RA
    APPROVED
    Since 2025-01-17
  • WI RA
    APPROVED
    Since 2025-01-17
  • WY RA
    APPROVED
    Since 2025-01-17
  • AL RA
    APPROVED
    Since 2025-01-16
  • AK RA
    APPROVED
    Since 2025-01-16
  • GA RA
    APPROVED
    Since 2025-01-16
  • HI RA
    APPROVED
    Since 2025-01-16
  • IL RA
    APPROVED
    Since 2025-01-16
  • NV RA
    APPROVED
    Since 2025-01-16
  • NJ RA
    APPROVED
    Since 2025-01-16
  • NC RA
    APPROVED
    Since 2025-01-16
  • PA RA
    APPROVED
    Since 2025-01-16
  • RI RA
    APPROVED
    Since 2025-01-16
  • SD RA
    APPROVED
    Since 2025-01-16
  • VA RA
    APPROVED
    Since 2025-01-16
  • CT RA
    APPROVED
    Since 2025-01-15
  • IN RA
    APPROVED
    Since 2025-01-15
  • KS RA
    APPROVED
    Since 2025-01-15
  • ME RA
    APPROVED
    Since 2025-01-15
  • MD RA
    APPROVED
    Since 2025-01-15
  • MO RA
    APPROVED
    Since 2025-01-15
  • NE RA
    APPROVED
    Since 2025-01-15
  • NY RA
    APPROVED
    Since 2025-01-15
  • OH RA
    APPROVED
    Since 2025-01-15
  • TX RA
    APPROVED
    Since 2025-01-15
  • UT RA
    APPROVED
    Since 2025-01-15
  • VT RA
    APPROVED
    Since 2025-01-15
  • WA RA
    APPROVED
    Since 2025-01-15

Branch Locations

1499 West Avenue Ms: Ny326, Bronx, NY 10462 • United States

449 South Broadway Ms: Ny361, Yonkers, NY 10705 • United States

One East Fordham Rd. Ms: Ny345, Bronx, NY 10468 • United States

260 North Ave Ms: Ny353, New Rochelle, NY 10801 • United States

3478 Boston Rd. Ms: Ny344, Bronx, NY 10469 • United States

778 Yonkers Ave Ms: Ny360, Yonkers, NY 10704 • United States

300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets, Inc Washington DC 02/2010 03/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2023 10/2024
Bank Of America, N.A. New York NY 05/2023 10/2024
Citizens Securities, Inc. New York NY 01/2025 03/2026
Unemployed Edgewater NJ 11/2024 12/2024
Citizens Securities, Inc. Yonkers NY 03/2026 Present
Previous Registrations
  • 2023-04-14 → 2024-10-01
    New York, NY
  • 2010-06-25 → 2023-04-04
    Laurel, MD
    Bethesda, MD
    Jacksonville, FL
    Bethesda, MD
    Washington, DC
    Washington, DC
    Long Island City, NY
    San Antonio, TX
    Long Island City, NY
    Washington, DC
    San Antonio, TX
    New York, NY
    Bay Shore, NY
    San Antonio, TX
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Uniondale, NY
    New York, NY
    New York, NY
    Fort Mill, SC
  • 2007-09-21 → 2008-03-12
    Morgan Stanley & Co. Llc
    Baltimore, MD
  • 2007-02-12 → 2007-08-30
    Baltimore, MD
    Baltimore, MD
  • 2003-09-09 → 2005-05-02
    Td Ameritrade, Inc.
    Arlington, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-22
S63 Uniform Securities Agent State Law Examination 2000-04-20
  • S66 Uniform Combined State Law Examination
    2010-06-22
  • S63 Uniform Securities Agent State Law Examination
    2000-04-20

View on SEC IAPD

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