Alan Kennon Creech

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 11/2016
  Wells Fargo Advisors Llc
  Milwaukee, WI
• 11/2016 → 06/2019
  Wells Fargo Clearing Services, Llc
  Milwaukee, WI
• 02/2021 → Present
  Raymond James Financial Services, Inc.
  Dekalb, IL
• 02/2021 → Present
  Raymond James Financial Services Advisors, Inc.
  Dekalb, IL
• 07/2019 → Present
  First National Bank Of Omaha
  Dekalb, IL
• 04/2021 → Present
  Fnbo
  Lake In The Hills, IL

Previous Registrations

• 2014-03-20 → 2019-07-08
  Wells Fargo Clearing Services, Llc
  Milwaukee, WI
  Janesville, WI
  Waukesha, WI
• 2012-06-07 → 2014-04-17
  Cedar Creek Securities, Inc.
  Milwaukee, WI
• 2008-09-03 → 2012-02-17
  M&I Investment Management Corp.
  Milwaukee, WI
• 2003-06-23 → 2004-09-23
  J.P. Morgan Asset Management
  Columbus, OH

Other Businesses

(1)Name of Business: First Investments and Planning Address: 4520 W. Algonquin Rd, Lake in the Hills, IL, 60156, United States Activity Type: Support Company - Non-Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/08/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor.

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-04-08
• S65 Uniform Investment Adviser Law Examination
  2003-06-09