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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
2 North Tamiami Trail Suite 1100, Sarasota, FL 34236 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Sarasota | FL | 04/2007 | Present |
| Morgan Stanley Smith Barney | Sarasota | FL | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
COMMON SENSE CARRY; TRAINING AND INSTRUCTION/CONSUTATION; OWNER; TRAINING AND INSTRUCTION OF STUDENTS 9/2014; 0 DURING 10 HOURS OUTSIDE OFFICE HOURS; 2. CE CONTENTE COMMITTEE/FINRA; 02/01999; I SERVE/VOLUNTEER FOR THE CE CONTENT COMMITTEE FOR FINRAI HAVE BEEN A VOLUNTEER TO THIS COMMITTEE SINCE IT WAS RUN BY THE NYSE IN FEBRUARY OF 1999. I ATTEND A 2-3 DAY MEETING EACH QUARTER. ALL EXPENSES FOR THE TRAVEL ARE PAID BY FINRA AND I EARN NO COMPENSATION. *598125 - DropShipUSA LLC; Investment related: Yes; Sarasota, Florida; Wholesale/Distribution; Partner (proprietor, partner, officer, director, employee, trustee, agent); 07/2024; During business hours: 0; After business hours: 4; Administrative, Accounting/Bookkeeping
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-30 |
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