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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-10-08 |
| TX | RA | APPROVED_RES | 2018-10-08 |
Branch Locations
444 South Flower Street,34Th Floor, Los Angeles, CA 90071 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Los Angeles | CA | 02/2009 | 10/2018 |
| Morgan Stanley | Los Angeles | CA | 10/2018 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-06 |
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