Best Investors Account Sign in

Keith Leong

Hsbc Securities (Usa) Inc.

New York, NY

CRD 1747786

Claim This Profile
Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-11
  • NY RA
    APPROVED
    Since 2025-07-11

Branch Locations

430 Park Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade New York NY 12/2015 11/2018
Cetera Investment Services Llc St Cloud MN 10/2020 02/2021
Cetera Investment Advisers Llc Westbury NY 10/2020 02/2021
Independent Management Consultant New York NY 11/2018 11/2020
Td Ameritrade Garden City NY 03/2021 12/2022
Charles Schwab & Co., Inc. New York NY 01/2022 01/2024
Charles Schwab And Co., Inc. Garden City NY 12/2022 01/2024
Unemployed Bronxville NY 01/2024 06/2025
Hsbc Securities (Usa) Inc. New York NY 07/2025 Present
Hsbc Bank Usa, N.A. New York NY 06/2025 Present
  • 12/2015 → 11/2018
    Td Ameritrade
    New York, NY
  • 10/2020 → 02/2021
    Cetera Investment Services Llc
    St Cloud, MN
  • 10/2020 → 02/2021
    Cetera Investment Advisers Llc
    Westbury, NY
  • 11/2018 → 11/2020
    Independent Management Consultant
    New York, NY
  • 03/2021 → 12/2022
    Td Ameritrade
    Garden City, NY
  • 01/2022 → 01/2024
    Charles Schwab & Co., Inc.
    New York, NY
  • 12/2022 → 01/2024
    Charles Schwab And Co., Inc.
    Garden City, NY
  • 01/2024 → 06/2025
    Unemployed
    Bronxville, NY
  • 07/2025 → Present
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 06/2025 → Present
    Hsbc Bank Usa, N.A.
    New York, NY
Previous Registrations
  • 2022-01-25 → 2024-01-10
    Charles Schwab & Co., Inc.
    New York, NY
    Westlake, TX
    Garden City, NY
  • 2021-04-04 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Garden City, NY
    New York, NY
  • 2021-04-04 → 2022-10-14
    Td Ameritrade, Inc.
    Garden City, NY
    New York, NY
  • 2020-10-28 → 2021-02-11
    Cetera Investment Advisers Llc
    Westbury, NY
  • 2016-04-13 → 2018-11-06
    Td Ameritrade, Inc.
    Forest Hills, NY
    New York, NY
  • 2016-04-13 → 2018-11-06
    Td Ameritrade Investment Management, Llc
    Forest Hills, NY
    New York, NY
Other Businesses

Owner/partner in a commercial rental property, manage and maintain. Start date 12/01/2018, approximately 2 hours per month during non-trading days.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-08
S63 Uniform Securities Agent State Law Examination 1989-05-19
  • S66 Uniform Combined State Law Examination
    2016-04-08
  • S63 Uniform Securities Agent State Law Examination
    1989-05-19
Other Names
  • Keith Leong
  • Keith N Leong
  • Newton Keith Leong
  • Keith Leong
  • Keith Leong
  • Keith Leong
  • Keith K Leong

View on SEC IAPD

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor