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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2014-03-13
TX RA APPROVED_RES 2011-04-18
  • NE RA
    APPROVED
    Since 2014-03-13
  • TX RA
    APPROVED_RES
    Since 2011-04-18

Branch Locations

13625 California St 2Nd Fl, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Omaha NE 05/2009 11/2016
Wells Fargo Clearing Services, Llc Omaha NE 11/2016 Present
Other Businesses

HAGEVILLE, LLC, INV RELATED, ELKHORN, NE, 100% OWNERSHIP WITH SPOUSE, START: 6/27/2022, 0 HRS/MONTH, 0 HRS DURING TRADING.; CO-TRUSTEE FOR MOTHER'S TRUST, INV RELATED, OMAHA, NE, START: 11/9/2022, 1 HR/MONTH, 1 HR DURING TRADING.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, OMAHA, NE, START: 7/2/2024, 5 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-04
S63 Uniform Securities Agent State Law Examination 1991-07-17
  • S66 Uniform Combined State Law Examination
    2014-03-04
  • S63 Uniform Securities Agent State Law Examination
    1991-07-17
Other Names
  • Sandy Hagemann
  • Sandra Kay Mcdermott

View on SEC IAPD

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