John Vincent O'COnnor

Current Employers

Employment History

• 11/2009 → 06/2017
  Reged Financial Training
  Pasadena, CA
• 06/2012 → Present
  O'COnnor Wealth Management, Inc.
  Monrovia, CA

Previous Registrations

• 2009-06-12 → 2009-11-27
  Securities America Advisors, Inc.
  San Gabriel, CA
• 2009-05-12 → 2009-06-04
  Valic Financial Advisors, Inc.
  Woodland Hills, CA
• 2009-01-23 → 2009-05-13
  Securities America Advisors, Inc.
  Lavista, NE
• 2007-06-26 → 2009-01-23
  Brecek & Young Advisors, Inc.
  Pasadena, CA
  Folsom, CA
  Pasadena, CA

Other Businesses

Mr. O'Connor is licensed in an individual capacity as an insurance agent and may recommend the purchase of life insurance or annuity products through the financial planning process. When clients purchase these products, he receives insurance commissions, which creates a material conflict of interest due to the incentive compensation. *whether the business is investment-related - Yes, *the address of the other business - 139 E. COLORADO BLVD, SUITE 2, MONROVIA, CA, USA, 91016, *the nature of the other business - Insurance, *your position - Insurance Agent, *Title, or relationship with the other business - Insurance Agent, *the start date of your relationship - April 1 1999, *the approximate number of hours/month you devote to the other business - 1 hour per month, *the number of hours you devote to the other business during securities trading hours - 0 hours during securities trading hours, *briefly describe your duties relating to the other business - Occasionally underwrites term life insurance and annuity products.

Exams

• S66 Uniform Combined State Law Examination
  2007-06-08
• S63 Uniform Securities Agent State Law Examination
  1993-12-28

Other Names

• John Vincent Oconnor
• John Vincent O'COnnor
• John Vincent O'COnner