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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-01-02
  • CA RA
    APPROVED
    Since 2009-01-02

Branch Locations

16133 Ventura Blvd Suite 700, Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Encino CA 01/1991 Present
James Jeffrey Winklhofer Encino CA 01/1995 Present
Raymond James Financial Services Advisors, Inc Encino CA 01/2009 Present
Other Businesses

(1)Name of Business: James Jeffrey Winklhofer Address: 16133 Ventura Blvd Ste 700, Encino, CA, 91436, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 01/02/1995 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: NOT REQUIRED AT TIME OF SUBMISSION (2)Name of Business: Real Estate Trust Deed on 10807 Excelsior Drive Norwalk, CA Address: 25312 Via Artina, Valencia, CA, 91355, United States Activity Type: Personal/Private Investment Position/Title: Investment Related: Yes Start Date: 10/14/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-12-15
  • S63 Uniform Securities Agent State Law Examination
    1992-12-15
Other Names
  • Jeff Winklhofer
  • Jeffrey Winklhofer
  • James Jeffrey Winklhofer

View on SEC IAPD

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