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Carolyn Julie Simon

Morgan Stanley

Paramus, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-15
FL RA APPROVED 2025-12-01
NJ RA APPROVED 2025-04-24
TX RA APPROVED 2025-04-23
  • NY RA
    APPROVED
    Since 2026-05-15
  • FL RA
    APPROVED
    Since 2025-12-01
  • NJ RA
    APPROVED
    Since 2025-04-24
  • TX RA
    APPROVED
    Since 2025-04-23

Branch Locations

Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mbsc Securities Corporation Madison NJ 09/2014 09/2016
Bny Mellon Madison NJ 09/2014 09/2016
Regent Atlantic Morristown NJ 09/2016 11/2017
Wells Fargo Clearing Services Summit NJ 06/2018 03/2021
Wells Fargo Bank Summit NJ 06/2018 03/2021
Unemployed Livingston NJ 12/2017 05/2018
J.P. Morgan Chase Bank, N.A. Summit NJ 03/2021 04/2025
J.P. Morgan Securities Llc Summit NJ 03/2021 04/2025
Morgan Stanley Smith Barney Llc Paramus NJ 04/2025 Present
Morgan Stanley Private Bank, N.A New York NY 06/2025 Present
  • 09/2014 → 09/2016
    Mbsc Securities Corporation
    Madison, NJ
  • 09/2014 → 09/2016
    Bny Mellon
    Madison, NJ
  • 09/2016 → 11/2017
    Regent Atlantic
    Morristown, NJ
  • 06/2018 → 03/2021
    Wells Fargo Clearing Services
    Summit, NJ
  • 06/2018 → 03/2021
    Wells Fargo Bank
    Summit, NJ
  • 12/2017 → 05/2018
    Unemployed
    Livingston, NJ
  • 03/2021 → 04/2025
    J.P. Morgan Chase Bank, N.A.
    Summit, NJ
  • 03/2021 → 04/2025
    Summit, NJ
  • 04/2025 → Present
    Morgan Stanley Smith Barney Llc
    Paramus, NJ
  • 06/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-23
S63 Uniform Securities Agent State Law Examination 1992-08-13
  • S66 Uniform Combined State Law Examination
    2019-01-23
  • S63 Uniform Securities Agent State Law Examination
    1992-08-13
Other Names
  • Carolyn Simon
  • Carolyn Slansky
  • Carolyn Julie Slansky
  • Carolyn Julie Simon
  • Carolyn J Simon

View on SEC IAPD

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