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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-08-17
TX RA APPROVED_RES 2022-05-13
  • PA RA
    APPROVED
    Since 2023-08-17
  • TX RA
    APPROVED_RES
    Since 2022-05-13

Branch Locations

1408 Penn Avenue, Wyomissing, PA 19610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.) Wyomissing PA 02/1995 Present
  • 02/1995 → Present
    Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.)
    Wyomissing, PA
Other Businesses

1. 5/18/2009: DBA ONLY - BERKSHIRE INVESTMENT GROUP - WYOMISSING, PA. 2. 12/2/2013: REAL ESTATE RENTAL - BERKSHIRE INVESTMENT GROUP - COMMERCIAL PROPERTY FOR INVESTMENT BUSINESS. - WYOMISSING, PA. 3. 9/16/2018 - Gary Noecker Berkshire Investment Group - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 06/01/2018 - 1 Hour Per Month/1 Hour During Securities Trading - Gross Income Tax.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-16
S63 Uniform Securities Agent State Law Examination 1987-11-04
  • S65 Uniform Investment Adviser Law Examination
    1992-09-16
  • S63 Uniform Securities Agent State Law Examination
    1987-11-04
Other Names
  • Gary Lee Noecker

View on SEC IAPD

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