Best Investors Account Sign in

Lawrence J Wasserman

Pnc Wealth Management LLC

Pittsburgh, PA

Claim This Profile
Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-08-17
PA RA APPROVED 2016-03-07
  • NJ RA
    APPROVED
    Since 2016-08-17
  • PA RA
    APPROVED
    Since 2016-03-07

Branch Locations

Pittsburgh Main Pnc Investments 300 Fifth Avenue, 26Th Floor, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnci Investments Pittsburgh PA 01/2016 Present
  • 01/2016 → Present
    Pnci Investments
    Pittsburgh, PA
Previous Registrations
  • 2012-12-18 → 2015-07-02
    Td Ameritrade, Inc.
    Omaha, NE
    Jersey City, NJ
    Jersey City, NJ
  • 2012-12-18 → 2015-07-02
    Td Ameritrade Investment Management, Llc
    Jersey City, NJ
  • 2009-09-29 → 2012-12-04
    Ubs Financial Services Inc.
    Weehawken, NJ
    Weehawken, NJ
Other Businesses

1/17/24 / Member / Pittsblurb, LLC / Not investment related / Zero hours during trading //

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-12
S63 Uniform Securities Agent State Law Examination 1996-11-20
  • S65 Uniform Investment Adviser Law Examination
    1996-12-12
  • S63 Uniform Securities Agent State Law Examination
    1996-11-20
Designations
Other Names
  • Larry Wasserman
  • Lawrence Jay Wasserman
  • Lawrence Wasserman
  • Lawrence Jay Wasserman

View on SEC IAPD

Other Firms

ALLEGHENY FINANCIAL GROUP
ALLEGHENY INVESTMENTS
ANALYTX CAPITAL MANAGEMENT LP
CWM, LLC
LPL FINANCIAL LLC
DS WEALTH ADVISORS, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
WESBANCO SECURITIES, INC.

Other Investors

BRANDON JAMES HAYNES
DARIN BRYCE HAWN
JOSEPH ADAM MARSTELLAR
JASON E GRAPER
Courtney Ann Collins
JOSEPH CHARLES CLARK
Ariel Irene Elise Watson
NANCY DUGAN MCKEE

Other Offices

ALLEGHENY FINANCIAL GROUP · PITTSBURGH, PA
ALLEGHENY INVESTMENTS · PITTSBURGH, PA
ANALYTX CAPITAL MANAGEMENT LP · PITTSBURGH, PA
CWM, LLC · Pittsburgh, PA
LPL FINANCIAL LLC · BELLEVUE, PA
DS WEALTH ADVISORS, INC. · PITTSBURGH, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PITTSBURGH, PA
WESBANCO SECURITIES, INC. · PITTSBURGH, PA

More in Pittsburgh, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor