Best Investors Account Sign in
Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-02-10
  • TX RA
    APPROVED
    Since 2016-02-10

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

1651 Rock Prarie Road Suite 203B, College Station, TX 77845 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hendricks Financial Services, Inc. College Station TX 02/2005 Present
Gwn Securities, Inc. Palm Beach Gardens FL 02/2016 Present
  • 02/2005 → Present
    Hendricks Financial Services, Inc.
    College Station, TX
  • 02/2016 → Present
    Palm Beach Gardens, FL
Previous Registrations
  • 2009-01-23 → 2016-02-02
    Securities America Advisors, Inc.
    Bryan, TX
    College Station, TX
  • 2005-04-20 → 2009-01-23
    Brecek & Young Advisors, Inc.
    College Station, TX
    Folsom, CA
    College Station, TX
  • 2004-10-08 → 2005-05-02
    Legend Advisory, Llc
    College Station, TX
Other Businesses

HENDRICKS FINANCIAL SERVICES, INC. POSITION: Registered Rep/Insurance Agent NATURE: DBA/Selling fixed annuities and life insurance and Financial products INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/25/2005 ADDRESS: P.O. Box 4628, Bryan TX 77802 DESCRIPTION: DBA/ Financial Services/ sell Life Insurance and Fixed Annuities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-22
S63 Uniform Securities Agent State Law Examination 1987-11-25
  • S66 Uniform Combined State Law Examination
    2003-12-22
  • S63 Uniform Securities Agent State Law Examination
    1987-11-25
Other Names
  • Troy Hendricks

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Palm Beach Gardens, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor