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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-02-10 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
1651 Rock Prarie Road Suite 203B, College Station, TX 77845 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hendricks Financial Services, Inc. | College Station | TX | 02/2005 | Present |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 02/2016 | Present |
HENDRICKS FINANCIAL SERVICES, INC. POSITION: Registered Rep/Insurance Agent NATURE: DBA/Selling fixed annuities and life insurance and Financial products INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/25/2005 ADDRESS: P.O. Box 4628, Bryan TX 77802 DESCRIPTION: DBA/ Financial Services/ sell Life Insurance and Fixed Annuities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-25 |
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