John Alison Fahnestock

Current Employers

Q3 Asset Management Corporation

2175 Cole Street, Birmingham, MI 48009 • United States

Current Registrations

Authority	Category	Status	Date
ID	RA	APPROVED	2023-10-18

ID RA
APPROVED

Since 2023-10-18

Branch Locations

Eagle, ID • United States

2175 Cole Street, Birmingham, MI 48009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The Mutual Life Insurance Company Of New	Boise	ID	11/1985	Present
Gwn Securities, Inc	Palm Beach Gardens	FL	01/2016	Present

11/1985 → Present

The Mutual Life Insurance Company Of New

Boise, ID
01/2016 → Present

Gwn Securities, Inc

Palm Beach Gardens, FL

Previous Registrations

2016-01-05 → 2023-10-19

Gwn Securities Inc.

Eagle, ID

Palm Beach Gardens, FL

Palm Beach Gardens, FL

Eagle, ID
2015-01-30 → 2016-01-04

Stonex Advisors Inc.

Birmingham, AL
2011-10-24 → 2015-01-30

Wrp Investments, Inc.

Youngstown, OH

Eagle, ID

Youngstown, OH
2010-01-04 → 2011-08-18

Financial Advisers Of America, Llc

Carlsbad, CA

Eagle, ID
2002-06-26 → 2009-12-31

Next Financial Group, Inc.

Eagle, ID

Eagle, ID
2002-05-10 → 2002-12-31

Bts Asset Management, Inc.

Eagle , ID

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-03-02
S63	Uniform Securities Agent State Law Examination	1987-10-02

S65 Uniform Investment Adviser Law Examination

1993-03-02
S63 Uniform Securities Agent State Law Examination

1987-10-02

Other Names

Jack Fahnestock
Jack Fahnestock
John Alison Fahnestockjr
John Alison Fahnestock
John Alison Fahnestock

View on SEC IAPD