John Alison Fahnestock

Employer firm

Q3 Asset Management Corporation CRD 137839

$795M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Periodicals / newsletters
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1985 → Present
  The Mutual Life Insurance Company Of New
  Boise, ID
• 01/2016 → Present
  Gwn Securities, Inc
  Palm Beach Gardens, FL

Previous Registrations

• 2016-01-05 → 2023-10-19
  Gwn Securities Inc.
  Eagle, ID
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
  Eagle, ID
• 2015-01-30 → 2016-01-04
  Stonex Advisors Inc.
  Birmingham, AL
• 2011-10-24 → 2015-01-30
  Wrp Investments, Inc.
  Youngstown, OH
  Eagle, ID
  Youngstown, OH
• 2010-01-04 → 2011-08-18
  Financial Advisers Of America, Llc
  Carlsbad, CA
  Eagle, ID
• 2002-06-26 → 2009-12-31
  Next Financial Group, Inc.
  Eagle, ID
  Eagle, ID
• 2002-05-10 → 2002-12-31
  Bts Asset Management, Inc.
  Eagle , ID

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-03-02
• S63 Uniform Securities Agent State Law Examination
  1987-10-02

Other Names

• Jack Fahnestock
• Jack Fahnestock
• John Alison Fahnestockjr
• John Alison Fahnestock
• John Alison Fahnestock