Raymond Eric Joakimson

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1992 → Present
  Summit Financial Group
  Santa Clara, CA
• 11/1993 → Present
  Money Concepts Capital Corp
  North Palm Beach, FL
• 09/2024 → Present
  Election Poll Manager
  Sparks, NV

Other Businesses

1. SUMMIT FINANCIAL,OWNER OR SHAREHOLDRE,SOLE PRORIETORSHIP, 3333 BOWERS AVENUE SUITE 150, SANTA CLARA, CA 95054 MORTGAGE RELATED SERVICES, 60% CONDUCTING THIS ACTIVITY, SAME DURING SECURITIES TRADING. 2. Election poll manager, since 9/19/2024, 2255 Green Vista Drive, Sparks, NV 89431. Election poll worker, Non-investment related, 1-10% time spent on activity during securities hrs.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-07
• S63 Uniform Securities Agent State Law Examination
  1999-04-01

Other Names

• Raymond Eric Joakimson