Francis Stephen Wershing

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1989 → Present
  Greece Central School
  N Greece, NY
• 05/2011 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 05/2011 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Other Businesses

1)INDEPENDENT INSURANCE AGENT, 1745 PINNACLE RD, HENRIETTA, NY, 9/1987 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/MO - 5/TRADING. 2)THE CLIENT DRIVEN PRACTICE, 1745 PINNACLE ROAD, HENRIETTA, NY 14467. PRESIDENT SINCE 09/01/10. NOT INVESTMENT RELATED. WORKS 25 HOURS PER WEEK ALL OF WHICH ARE DURING TRADING HOURS. DUTIES: COACHING AND CONSULTING. 3)HOCHSTEIN SCHOOL OF MUSIC AND DANCE, 50 N. PLYMOUTH AVE, ROCHESTER, NY 14614. BEGAN 9/2010 AS BOARD OF DIRECTORS MEMBER/CHAIRMAN OF CENTENNIAL COMMITTEE. DEVOTES 5 HR/MO-NONE DURING TRADING. NON-PROFIT. 4)STEPHEN WERSHING, 1745 PINNACLE RD, HENRIETT, NY 14467. BEGAN 9/2012 AS AUTHOR. DEVOTES 2 HR/WK- NONE DURING TRADING. 5)FOCUSED WEALTH ADVISORS LLC, 160 ALLENS CREEK RD STE 270, ROCHESTER, NY, 10/2014 ; AS MEMBER ; INVESTMENT RELATED ; DEVOTES 40 HRS/WK ; 40 DURING TRADING HOURS. 6)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 5/WK - 5/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 7.STRETCH PRODUCTS, PUWTUCKET, RI, 10/2016 AS DIRECTOR OF FAMILY S-CORP. NIR - 3 HR/YR - 0/TRADING. 8.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 5/WK - 5/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 10. FOCUSED ADVISOR NETWORK, 160 ALLENS CREEK RD STE 270, ROCHESTER, NY, 07/2019. MEMBER, FINANCIAL PROFESSIONAL UTILIZING DBA NAME. NIR-20/WK-20/TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-24
• S63 Uniform Securities Agent State Law Examination
  1987-10-20

Designations

• Certified Financial Planner

Other Names

• Steve Wershing