Kurt Patrick Kennedy

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-08-04

CA RA
APPROVED

Since 2023-08-04

Branch Locations

San Luis Obispo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	San Luis Obispo	CA	01/2014	08/2023
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	08/2023
Independent Financial Group, Llc	San Luis Obispo	CA	08/2023	Present

01/2014 → 08/2023

Morgan Stanley

San Luis Obispo, CA
01/2015 → 08/2023

Morgan Stanley Private Bank, National Association

New York, NY
08/2023 → Present

Independent Financial Group, Llc

San Luis Obispo, CA

Previous Registrations

2014-04-02 → 2023-08-18

Morgan Stanley

San Luis Obispo, CA

Other Businesses

RENTAL PROPERTY IN FERTALEZA BRAZIL POSITION: Owner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/20/2007 ADDRESS: Fortaleza Brazil, United States DESCRIPTION: Collect rent from property manager

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-04-02

S66 Uniform Combined State Law Examination

2014-04-02

View on SEC IAPD