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Timothy Kenneth Rider

Fisher Investments

Plano, TX

CRD 1746184

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-22
  • TX RA
    APPROVED
    Since 2024-07-22

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Weehawken NJ 09/2015 07/2018
Unemployed Manhasset NY 07/2018 02/2019
Morgan Stanley New York NY 02/2019 05/2022
Fisher Investments Plano TX 07/2024 Present
Unemployed Frisco TX 06/2022 06/2024
  • 09/2015 → 07/2018
    Ubs
    Weehawken, NJ
  • 07/2018 → 02/2019
    Unemployed
    Manhasset, NY
  • 02/2019 → 05/2022
    Morgan Stanley
    New York, NY
  • 07/2024 → Present
    Fisher Investments
    Plano, TX
  • 06/2022 → 06/2024
    Unemployed
    Frisco, TX
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-08-04
  • S63 Uniform Securities Agent State Law Examination
    1993-08-04
Designations
  • Chartered Financial Analyst
Other Names
  • Timothy K Rider

View on SEC IAPD

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