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Lori Ann Bayba

Moors & Cabot, Inc.

Bradenton, FL

Englewood, FL

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Current Employers
Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-03
  • FL RA
    APPROVED
    Since 2024-09-03

Branch Locations

Bradenton, FL • United States

Seafoam Village 2800 Placida Rd Unit 103, Englewood, FL 34224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisors For Financial Independence Sarasota FL 08/1998 08/2024
Cetera Financial Specialists Llc Schaumburg IL 10/2005 Present
Cetera Investment Advisers, Llc Schaumburg IL 01/2017 08/2024
Moors Cabot Inc Engelwood FL 08/2024 Present
  • 08/1998 → 08/2024
    Advisors For Financial Independence
    Sarasota, FL
  • 10/2005 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2017 → 08/2024
    Cetera Investment Advisers, Llc
    Schaumburg, IL
  • 08/2024 → Present
    Moors Cabot Inc
    Engelwood, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-13
S63 Uniform Securities Agent State Law Examination 1990-06-02
  • S65 Uniform Investment Adviser Law Examination
    2017-01-13
  • S63 Uniform Securities Agent State Law Examination
    1990-06-02

View on SEC IAPD

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