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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 1999-08-13
TX RA APPROVED_RES 1994-02-28
  • OH RA
    APPROVED
    Since 1999-08-13
  • TX RA
    APPROVED_RES
    Since 1994-02-28

Branch Locations

175 Montrose West Avenue, Akron, OH 44321 • United States

175 Montrose West Avenue 3Rd Floor, Akron, OH 44321 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Marting Realty Akron OH 10/1989 Present
Ubs Financial Services Inc. Akron OH 08/1992 Present
Other Businesses

1.) DPS RENTALS I OWN 10 RENTAL PROPERTIES. 2.) UNIVERSITY OF AKRON. AKRON, OH 44325. NOT INVESTMENT RELATED. BUSINESS - TEACHING COURSE ON INVESTING. TITLE - INSTRUCTOR. START DATE - 06/01/1997. 5 HRS/MONTH 1 HR/DURING SECURITIES TRADING HRS. DUTIES - TEACHING COURSE ON HOW TO INVEST MONEY. 3.)QUALITY RENTALS LLC / 4823 AUTUMN LEAVES DR. AKRON, OH 44333 / OTHER / REAL ESTATE / RENTAL HOUSING AND SALES OF REAL ESTATE / OTHER OWNER, PRESIDENT / BUY / START DATE 01/01/1992 / MINIMAL. 4)Ohio Power Athletic Teams LLC / 4823 Autumn Leaves Dr. Akron,OH 44333 / Other/ Real Estate / Rental Real Estate / Other / Manager / spouse 100% owner of LLC, I am manger / Start Date 1/11/2010 5) Quality Rentals Ellet LLC/ Category - LLC/buy sell lease/ Role -Owner/ Duty - advise on real estate transactions/ Compensation - Yes. 6) Quality Rentals Coventry LLC/ Category -LLC/buy sell lease re/ Role -Owner/ Duty - advise business on buying and selling and leasing re/ Compensation -Yes. 7) Quality Rentals Portage LLC/ Category - LLC/ buying, selling and rehabbing RE/ Role - Owner/ Duty - advising on purchases and sales and rehabs/ Compensation -Yes 8) Quality Rentals Goodyear LLC/Category - LLC/ Real Estate Rehab and Resell/ Role - Owner/ Duty - Supervise and Evaluate Properties/ Compensation -Yes. 9) Quality Rentals Roth LLC, Akron OhioUnited States-44333, LLC Real Estate, Buying and managing Rental Property, Proprietor / owner, Manage rental home, start date-12/11/2015 10) SL NEO Realty LLC, Akron OhioUnited States-44333, LLC with Daughter and Son-In-Law, Real Estate, buying, selling and renting residential Real Estate in Ohio, Partner, help decide what real estate to buy and sell and who to rent to and what repairs are needed, start date-11/8/2023.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-10
S63 Uniform Securities Agent State Law Examination 1992-11-06
  • S65 Uniform Investment Adviser Law Examination
    1992-12-10
  • S63 Uniform Securities Agent State Law Examination
    1992-11-06
Other Names
  • David Paul Staats

View on SEC IAPD

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