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One Post Office Square, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-09-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Purchase | NY | 06/2009 | 12/2020 |
| Morgan Stanley Distribution, Inc. | New York | NY | 12/2020 | 05/2023 |
| Morgan Stanley Investment Management Inc. | New York | NY | 12/2020 | 05/2023 |
| Eaton Vance Distributors, Inc. | New York | NY | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-06 |
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