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Dan Osborne

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Henderson, NV

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-17
NV RA APPROVED 2017-05-23
CA RA APPROVED 2009-10-23
  • TX RA
    APPROVED
    Since 2025-11-17
  • NV RA
    APPROVED
    Since 2017-05-23
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

450 N Stephanie St, Henderson, NV 89014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 10/2009 Present
Bank Of America, N.A. San Francisco CA 07/2011 Present
Previous Registrations
  • 2002-09-27 → 2009-10-23
    Banc Of America Investment Services, Inc.
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-30
S63 Uniform Securities Agent State Law Examination 1991-12-17
  • S66 Uniform Combined State Law Examination
    2002-04-30
  • S63 Uniform Securities Agent State Law Examination
    1991-12-17
Other Names
  • Dan Osborne
  • Dan Robert Osborne
  • Dan R Osborne

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · HENDERSON, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HENDERSON, NV
WELLS FARGO CLEARING SERVICES, LLC · HENDERSON, NV
FOUNDATIONS INVESTMENT ADVISORS LLC · HENDERSON, NV
THE WEALTH CONSULTING GROUP · Henderson, NV
THRIVE WISE WEALTH · HENDERSON, NV
CHARLES SCHWAB & CO., INC. · Henderson, NV

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