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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2015-01-30 |
Branch Locations
North Port, FL • United States
1185 Sagamore Parkway West Suite 6, West Fafayette, IN 47906 • United States
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc | West Lafayette | IN | 09/2014 | Present |
| Stonex Advisors Inc | West Lafayette | IN | 01/2015 | Present |
1)Klemme Farms 1185 Sagamore Parkway W West Lafayette, IN 47906 Nature of Business: Farm Land Ownership Investment Related: No Business Position: Owner Business Duties: None Business Start Date: 01/01/1992 Approximately zero hours spent on this OBA monthly 2)Klemme Financial Services 1185 Sagamore Parkway W Ste 6 West Lafayette IN 47906 Nature of Business: It's just a name, DBA. No money is paid into or out of it. I don't have a checking account for it. Investment Related: Yes Business Position: Owner Business Duties; It's my office name. I work there. Business Start Date: 01/01/2006 Approximately 50 hours spent on this OBA monthly, with 50 hours spent during market hours. 3) KLEMME INSURANCE SERVICE, INC. PO BOX 559, OTTERBEIN, IN 47970 NATURE OF BUSINESS: AS THE OWNER OF THE BUILDING KLEMME INSURANCE IS OCCUPYING, IA M RECEIVING RENTAL INCOME FROM THE BUSINESS FOR BEING MY TENANT. TITLE: PRESIDENT, INVESTMENT RELATED: NO DUTIES: BUILDING OWNERSHIP, MAINTENANCE. BUSINESS START DATE: 11/01/2014 APPROXIMATE HOURS DEVOTED TO BUSINESS: 1/MONTH APPROXIMATE HOURS DEVOTED TO BUSINESS DURING MARKET HOURS: 0 4)David Klemme - Rental Property 107 S Main Street Otterbein, IN 47970 Nature of Business: Rental Income Investment Related: Non-Investment Related Start Date: 01/01/2016 Title: Owner Duties: I own the building and receive monthly rental income Hours Devoted to Business: 1 Hour Hours Devoted to Business during Market Hours: N/A
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-11-13 |
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