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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2015-01-30
  • IN RA
    APPROVED
    Since 2015-01-30

Branch Locations

North Port, FL • United States

1185 Sagamore Parkway West Suite 6, West Fafayette, IN 47906 • United States

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc West Lafayette IN 09/2014 Present
Stonex Advisors Inc West Lafayette IN 01/2015 Present
  • 09/2014 → Present
    Stonex Securities Inc
    West Lafayette, IN
  • 01/2015 → Present
    West Lafayette, IN
Previous Registrations
  • 2003-05-20 → 2015-01-30
    Wrp Investments, Inc.
    Lafayette, IN
    Youngstown, OH
    West Lafayette, IN
    Youngstown, OH
  • 1998-12-17 → 2003-05-29
    Ffp Advisory Services Inc
    Lafayette, IN
Other Businesses

1)Klemme Farms 1185 Sagamore Parkway W West Lafayette, IN 47906 Nature of Business: Farm Land Ownership Investment Related: No Business Position: Owner Business Duties: None Business Start Date: 01/01/1992 Approximately zero hours spent on this OBA monthly 2)Klemme Financial Services 1185 Sagamore Parkway W Ste 6 West Lafayette IN 47906 Nature of Business: It's just a name, DBA. No money is paid into or out of it. I don't have a checking account for it. Investment Related: Yes Business Position: Owner Business Duties; It's my office name. I work there. Business Start Date: 01/01/2006 Approximately 50 hours spent on this OBA monthly, with 50 hours spent during market hours. 3) KLEMME INSURANCE SERVICE, INC. PO BOX 559, OTTERBEIN, IN 47970 NATURE OF BUSINESS: AS THE OWNER OF THE BUILDING KLEMME INSURANCE IS OCCUPYING, IA M RECEIVING RENTAL INCOME FROM THE BUSINESS FOR BEING MY TENANT. TITLE: PRESIDENT, INVESTMENT RELATED: NO DUTIES: BUILDING OWNERSHIP, MAINTENANCE. BUSINESS START DATE: 11/01/2014 APPROXIMATE HOURS DEVOTED TO BUSINESS: 1/MONTH APPROXIMATE HOURS DEVOTED TO BUSINESS DURING MARKET HOURS: 0 4)David Klemme - Rental Property 107 S Main Street Otterbein, IN 47970 Nature of Business: Rental Income Investment Related: Non-Investment Related Start Date: 01/01/2016 Title: Owner Duties: I own the building and receive monthly rental income Hours Devoted to Business: 1 Hour Hours Devoted to Business during Market Hours: N/A

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-11-13
  • S63 Uniform Securities Agent State Law Examination
    1987-11-13
Other Names
  • David Orval Klemme
  • Dave Orval Klemme

View on SEC IAPD

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