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1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-04-18 |
| TN | RA | APPROVED | 2023-03-31 |
Branch Locations
900 S Gay Street Suite 2109, Knoxville, TN 37902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Knoxville | TN | 07/2011 | 06/2017 |
| Usadvisors Wealth Management | Knoxville | TN | 11/2014 | 03/2017 |
| Securities America Advisors | Knoxville | TN | 03/2017 | 06/2017 |
| Center Street Securities, Inc. | Nashville | TN | 06/2017 | Present |
| Arete Wealth Advisors, Llc | Chicago | IL | 03/2023 | Present |
| Arete Wealth Management, Llc | Chicago | IL | 03/2023 | Present |
1) LeBlanc Financial Alliance, dba. INSURANCE SALES - AGENT - INVESTMENT RELATED: YES - START DATE: 11/1991 - ADDRESS: 900 SOUTH GAY ST STE 2109, KNOXVILLE TN 37902. 40 hours a week. 2) CENTER STREET ADVISORS - INVESTMENT ADVISORY SERVICES - IAR - INVESTMENT RELATED: YES - START DATE: 3/2017 - ADDRESS: 900 SOUTH GAY ST, STE 2109, KNOXVILLE TN 37902
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-04 |
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