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Eric Siang Wong

Pavion Blue Capital, LLC

Newport Beach, CA

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Current Employers
Pavion Blue Capital, Llc

23 Corporate Plaza Dr., Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-10-23
CA RA APPROVED 2019-08-16
  • WA RA
    APPROVED
    Since 2019-10-23
  • CA RA
    APPROVED
    Since 2019-08-16

Branch Locations

23 Corporate Plaza Dr., Suite 150, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Los Angeles CA 06/2009 08/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 08/2019
Pavion Blue Capital, Llc Los Angeles CA 08/2019 Present
  • 06/2009 → 08/2019
    Morgan Stanley Smith Barney
    Los Angeles, CA
  • 01/2015 → 08/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 08/2019 → Present
    Pavion Blue Capital, Llc
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-05-06
S63 Uniform Securities Agent State Law Examination 1988-02-19
  • S65 Uniform Investment Adviser Law Examination
    1994-05-06
  • S63 Uniform Securities Agent State Law Examination
    1988-02-19
Designations

View on SEC IAPD

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