Don Michael Rudolph

Current Employers

Employment History

• 02/2016 → Present
  Lpl Financial Llc
  Greenville, NC
• 03/2016 → Present
  Founders Financial Alliance, Llc
  Greenville, NC

Previous Registrations

• 2009-08-14 → 2016-03-02
  Invest Financial Corporation
  Greenville, NC
  Asheville, NC
  Wilmington, NC
• 2006-07-14 → 2009-08-17
  Uvest Financial Services Group, Inc.
  Rocky Mount, NC
  Washington, NC
  Rocky Mount, NC
• 2005-07-01 → 2006-07-14
  Banc Of America Investment Services, Inc.
  Chapel Hill, NC
  Chapel Hill, NC
• 2005-01-03 → 2005-07-27
  Truist Investment Services, Inc.
  Durham, NC
• 2002-09-30 → 2005-01-03
  Ncf Financial Services, Inc.
  Durham, NC
• 2001-10-11 → 2002-09-30
  Invest Financial Corporation
  Durham, NC

Other Businesses

1. 2/29/2016: InnerBanks Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 8/15/2009 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 2. 2/29/2016: CPS Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - 5 Hours Per Month/1 Hour During Securities Trading - Time Spent 10% - Insurance Agent - Term Life, Whole Life, Universal Life, Single Premium Immediate Annuity, Index Universal Life. 3. 3/14/2016: Founders Financial Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 02/01/2015 - 120 Hours Per Month During Securities Trading - Time Spent 90%. 4. 3/14/2016: Founders Financial Alliance, LLC - DBA: (Hybrid) InnerBanks Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 8/15/2009 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 5. 8/2/2018 - Founders Financial Alliance, LLC - DBA: FlatFeeCIO - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:02/01/2018 - 20 Hours Per Month/3 Hours During Trading. 6. 2/14/2019 - Founders Financial Alliance LLC - DBA: Founders Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/01/2019 - 80 Hours Per Month/20 Hours During Securities Trading. 7. 2/20/2019 - Founders Financial Alliance - DBA: (Hybrid)Founders Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 02/11/2019 - 40 Hours Per Month/3 Hours During Securities Trading - I provide investment advisory services through Founders Financial Alliance, an independent investment advisor firm. I started this business activity on 2/20/2019. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2001-09-01
• S63 Uniform Securities Agent State Law Examination
  1995-02-24
• S65 Uniform Investment Adviser Law Examination
  1995-02-21