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400 Sterling Drive, Orchard Park, NY 14127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-23 |
Branch Locations
Saranac Lake, NY • United States
400 Sterling Drive, Orchard Park, NY 14127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities Inc. | Palm Beach Gardens | FL | 01/2005 | 12/2020 |
| Richard Cerminara Investor Services Llc | Saranac Lake | NY | 10/2005 | Present |
| Richard Cerminara Investor Services | Saranac Lake | NY | 01/2021 | Present |
| Silver Grove Advisory Services | Saranac Lake | NY | 11/2021 | Present |
1) LIFE ANDM LTC INSURANCE, ANNUITIES POSITION: SALES NATURE: INSURANCE SALES INVESTMENT RELATED: NO HOURS: 15 INVESTMENT RELATED HOURS: 15 START DATE: 09/21/1987 ADDRESS: 116 KIWASSA R, SARANAC LAKE NY 12983 DESCRIPTION: FACT FIND WITH PROSPECTIVE CLIENTS TO DETERINE VARIOUS INSURANCE NEED AND PRESENT OPTIONS THAT CAN MEET THE NEEDS. 2) RENTAL PROPERTY POSITION: OWNER NATURE: RESIDENTIAL RENTAL INVESTMENT RELATED: NO NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 0 START DATE: 03/01/1997 ADDRESS: 116 KIWASSA RD, APT 1, SARANAC LAKE NY 12983 DESCRIPTION: I RENT AN APPARTMENT IN THE BUILDING I OWN. 3) An independent rep for United Healthcare. 4) RCIS LLC, current IAR. No commissions/fee only. Insurance licensed in NY, a sales rep for United Healthcare, approx $3000-$5000 commission annually . Independent rep for AIB Ins Broker, approx. $2000-$5000 commission annually. I own a building with with my wife which we rent one apartment approx $9300 annually.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-12 |
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