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Richard Miller Nickerson

Eagle Financial Strategies

Bangor, ME

CRD 3245645

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Employer firm

Eagle Financial Strategies CRD 138825

$146M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Eagle Financial Strategies

One Cumberland Place Suite 204, Bangor, ME 04401 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
TX RA APPROVED_RES 2020-05-28
ME RA APPROVED 2019-02-15
  • FL RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2020-05-28
  • ME RA
    APPROVED
    Since 2019-02-15

Branch Locations

One Cumberland Place Suite 204, Bangor, ME 04401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Bangor ME 04/2008 02/2019
Camden National Bank Bangor ME 03/2008 02/2019
Eagle Financial Strategies Bangor ME 02/2019 Present
Previous Registrations
  • 2008-04-10 → 2019-02-06
    Bangor, ME
    Ellsworth, ME
    San Diego, CA
    Ellsworth, ME
    Bangor, ME
    Brewer, ME
    Dover-Foxcroft, ME
    Bar Harbor, ME
    Castine, ME
    Greenville, ME
    Milbridge, ME
    Stonlington, ME
    Ellsworth, ME
    Bingham, ME
    Bar Harbor, ME
    Jonesport, ME
    Madison, ME
    Blue Hill, ME
    Milo, ME
    Camden, ME
    Rockland, ME
    Bucksport, ME
    Ellsworth, ME
    Milbridge, ME
    Stonington, ME
    Jonesport, ME
    Bar Harbor, ME
    Castine, ME
    Blue Hill, ME
    Calais, ME
    Machias, ME
    Ellsworth, ME
  • 2006-12-08 → 2008-03-24
    Portland, ME
    Bangor, ME
  • 2005-06-06 → 2006-12-01
    Bangor Securities, Inc.
    Portland, ME
    Bangor, ME
    Portland, ME
  • 2004-09-14 → 2005-06-16
    Uvest Financial Services Group, Inc.
    Bangor, ME
  • 2003-02-28 → 2004-09-10
    Bangor Securities, Inc.
    Portland, ME
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-07-19
  • S66 Uniform Combined State Law Examination
    1999-07-19
Other Names
  • Richard M Nickerson

View on SEC IAPD

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