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Richard Haley Hobgood

Morgan Stanley

Wilmington, NC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-25
NC RA APPROVED 2017-07-12
  • TX RA
    APPROVED_RES
    Since 2024-01-25
  • NC RA
    APPROVED
    Since 2017-07-12

Branch Locations

1111 Military Cutoff Road, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investments Fayetteville NC 03/2011 06/2017
Morgan Stanley Wilmington NC 06/2017 Present
Morgan Stanley Private Bank, National Association New York NY 09/2017 Present
  • 03/2011 → 06/2017
    Bb&T Investments
    Fayetteville, NC
  • 06/2017 → Present
    Morgan Stanley
    Wilmington, NC
  • 09/2017 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2011-03-10 → 2017-06-30
    Bb&T Investment Services, Inc.
    Fayetteville, NC
    Dunn, NC
    Raeford, NC
    Hope Mills, NC
    Fayetteville, NC
    Wilmington, NC
    Southport, NC
    Southport, NC
    Wilmington, NC
    Charlotte, NC
    Fayetteville, NC
    Eastover, NC
    Fayetteville, NC
    Fayetteville, NC
    Fayetteville, NC
    Sneads Ferry, NC
    Wilmington, NC
    Oak Island, NC
    Wilmington, NC
    Wilmington, NC
  • 2009-01-09 → 2010-11-05
    Brewer Investment Advisors Llc
    Chicago, IL
  • 2007-03-14 → 2007-11-02
    Truist Investment Services, Inc.
    Chapel Hill, NC
    Carrboro, NC
    Chapel Hill, NC
    Chapel Hill, NC
    Chapel Hill, NC
    Pittsboro, NC
    Pittsboro, NC
    Chapel Hill, NC
  • 2005-03-21 → 2006-10-05
    Wells Fargo Clearing Services, Llc
    Fayetteville, NC
    Fayetteville, NC
    Fayetteville, NC
    Fayetteville, NC
  • 2003-03-11 → 2005-03-07
    Morgan Stanley Dw Inc.
    Raleigh, NC
  • 2004-12-15 → 2004-12-15
    Bb&T Investment Services, Inc.
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-10
S63 Uniform Securities Agent State Law Examination 1987-11-20
  • S65 Uniform Investment Adviser Law Examination
    2003-03-10
  • S63 Uniform Securities Agent State Law Examination
    1987-11-20
Other Names
  • Richard Hobgood
  • Rich Hobgood

View on SEC IAPD

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TIMOTHY CALHOUN GRAY
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JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC

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