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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-27 |
| TX | RA | APPROVED_RES | 2019-01-18 |
| WA | RA | APPROVED | 2009-12-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Seattle | WA | 12/2009 | Present |
| Raymond James Financial Services Advisors, Inc. | Seattle | WA | 12/2009 | Present |
(1)Name of Business: Duffy Investments Llc Address: 11087 Arroyo Beach PL SW, Seattle, WA, 98146, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/08/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: rental home and apartment bldg (2)Name of Business: Duffy Wealth Management, LLC Address: 4739 44th Ave SW, Seattle, WA, 98116-4480, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/25/2010 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Branch LLC branch manager/owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-02 |
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