Best Investors
Account
Sign in
Best Investors
Account
Sign in
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-04-22 |
Branch Locations
711 Louisiana Street 15Th Floor, Houston, TX 77002 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Houston | TX | 03/2009 | Present |
1.CO-TRUSTEE OF JEAN EDWARDS CHILDREN'S TRUST FOR VICTORIA RIFFLE. 2.RIFFLE FAMILY TRUST. 3.JEAN EDWARDS CHILDREN'S TRUST FOR VICTORIA RIFFLE. 4.VICTORIA LYNN RIFFLE INSURANCE TRUST. ALAN RIFFLE IS CO-TRUSTEE ON THE ABOVE MENTIONED TRUSTS. THIS OCCUPIES APPROXIMATELY ONE HOUR A MONTH OF TIME TO REVIEW. 5.GOLD COUNTRY CLUB BOARD MEMBER -29-18 1-2 HOURS A MONTH 0 (ZERO) HOURS DURING SECURITY TRADING HOURS. HELP IN MONITORING THE CLUB ACTIVITIES, DIRECTION AND MEMBERSHIP. 6.CO-TRUSTEE OF A LIFE INSURANCE TRUST REQUIRING 1 HOUR OF REVIEW TWICE A YEAR. 7.VICTORIA RIFFLE INS TRUST-NO-INSURANCE TRUST-TRUSTEE-10 MINUTES-0-TRUSTEE DUTIES 2-13-1996-TRUST-ADDRESS: 9500 BORMET DR. STE 104, MOKENA, IL 60448
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-10 |
Reach out to this advisor