Michael Murphy Hurtgen

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → Present
  Hurtgen Investments, Llc
  Greenwood Village, CO
• 02/2015 → 11/2023
  Plan Your Affairs Llc
  Greenwood Village, CO
• 03/2016 → 11/2017
  Girard Securities
  San Diego, CA
• 11/2017 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-03-08 → 2017-11-01
  Girard Securities, Inc.
  San Diego, CA
  Greenwood Village, CO
• 2009-06-23 → 2016-03-10
  Raymond James Financial Services Advisors, Inc
  Denver, CO
  Greenwood Village, CO
• 1999-01-01 → 2009-06-25
  Rbc Capital Markets, Llc
  Denver, CO
  Greenwood Village, CO
  Denver, CO

Other Businesses

1. NAME OF OTHER BUSINESS: HURTGEN INVESTMENTS LLC; DBA IS CAERUS ADVISORS INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 07/2009, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 45, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES, LTCI SINCE 05/2016; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2022; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, FIXED ANNUITIES AND LONG-TERM CARE;

Exams

• S66 Uniform Combined State Law Examination
  2006-02-15
• S63 Uniform Securities Agent State Law Examination
  1987-12-16