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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1994-04-04 |
| MD | RA | APPROVED | 1991-11-18 |
Branch Locations
500 East Pratt Street, Baltimore, MD 21202 • United States
100 East Pratt Street Suite 2140, Baltimore, MD 21202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Baltimore | MD | 08/1987 | Present |
1)DESCENDANT'S TRUST F/B/O VIRGINIA BAILEY U/A YELLOWSTONE TRUST DTD 12/8/04 / 8020 SANDERLING ROAD SARASOTA,FL 34242 / FAMILY TRUST / TRUSTEE / START DATE 2/4/2014 2)SANDERLING TRUST / 8020 SANDERLING ROAD SARASOTA,FL 34242 / TRUST/ OTHER FAMILY TRUST / TRUSTEE /START DATE 12/31/2014
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-03 |
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