Richard Jay Dotolo

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-03-23
TX	RA	APPROVED_RES	2023-03-20
ME	RA	APPROVED	2022-09-14
CT	RA	APPROVED	2021-09-23
CA	RA	APPROVED	2009-06-01

FL RA
APPROVED

Since 2026-03-23
TX RA
APPROVED_RES

Since 2023-03-20
ME RA
APPROVED

Since 2022-09-14
CT RA
APPROVED

Since 2021-09-23
CA RA
APPROVED

Since 2009-06-01

Branch Locations

28 State Street 26Th Floor, Boston, MA 02110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Boston	MA	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Boston, MA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Boston, MA
2005-11-04 → 2007-04-02

Morgan Stanley Dw Inc.

Boston, MA

Boston, MA

Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; MALDEN/MA; REAL ESTATE; TITLE: OWNER; START DATE: 10/1997; DURING BUSINESS HOURS - 0.5; AFTER BUSINESS HOURS - 1. *389867 - Rental Property at the Villages ; Investment related - Yes; Florida; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2020; During business hours: 1; After business hours: 1; Property Management

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-02-09
S63	Uniform Securities Agent State Law Examination	1987-10-07

S65 Uniform Investment Adviser Law Examination

1996-02-09
S63 Uniform Securities Agent State Law Examination

1987-10-07

View on SEC IAPD