Best Investors Account Sign in
Claim This Profile
Employer firm

Raymond James Investment Management CRD 174904

$16.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Investment Management

780 Carillon Parkway, St Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-04
  • FL RA
    APPROVED
    Since 2026-03-04

Branch Locations

780 Carillon Parkway, St Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St. Petersburg FL 06/1987 10/2025
Eagle Asset Management St. Petersburg FL 06/1987 Present
Carillon Fund Distributors, Inc Saint Petersburg FL 10/2025 Present
  • 06/1987 → 10/2025
    St. Petersburg, FL
  • 06/1987 → Present
    Eagle Asset Management
    St. Petersburg, FL
  • 10/2025 → Present
    Carillon Fund Distributors, Inc
    Saint Petersburg, FL
Previous Registrations
Other Businesses

(1) Name of Business: EAST OF ASPEN, LLC Address: 856 Beach Dr NE, St Petersburg, FL, 33701, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 09/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 100% Owner/ Single Partner in LLC (2) Name of Business: West of Aspen LLC Address: 856 Beach Dr NE, St Petersburg, FL, 33701, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 02/10/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rental activity for second Home. May use a rental and mgmt. service to rent unit in Winter Seasons

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-20
S63 Uniform Securities Agent State Law Examination 1988-11-23
  • S65 Uniform Investment Adviser Law Examination
    1995-03-20
  • S63 Uniform Securities Agent State Law Examination
    1988-11-23
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in St Petersburg, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor