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Kenneth Prather Brown

Commonwealth Financial Network

Dallas, TX

CRD 1741512

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-17
  • TX RA
    APPROVED
    Since 2020-03-17

Branch Locations

5910 N. Central Expressway Suite 1660, Dallas, TX 75206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network San Diego CA 08/2016 Present
Other Businesses

Part owner and partner of Brown Ruth Advisors, LLC, entity created as operating company for securities, advisory, and insurance business. Investment related and conducted from branch location.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-10
S63 Uniform Securities Agent State Law Examination 1987-11-06
  • S66 Uniform Combined State Law Examination
    2020-03-10
  • S63 Uniform Securities Agent State Law Examination
    1987-11-06
Other Names
  • Ken Brown

View on SEC IAPD

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