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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2021-12-07 |
| TX | RA | APPROVED_RES | 2013-08-29 |
| IL | RA | APPROVED | 2009-02-13 |
Branch Locations
One North Wacker Drive Ste 3300, Chicago, IL 60606 • United States
Union Pier, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Chicago | IL | 02/2009 | Present |
OHIO WESLEYAN UNIVERSITY / S SANDUSKY ST DELAWARE,OHIO 43015 / OTHER/ EDUCATION / EDUCATION / TRUSTEE / / COMMITTEE MEETINGS / START DATE 9/2/2013 QUARLERTLY MEETINGS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-14 |
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