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John Francis Cavanaugh

Brown Advisory

Baltimore, MD

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Current Employers
Brown Advisory

901 South Bond Street Suite 400, Baltimore, MD 21231-3340 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-12-05
MA RA APPROVED 2012-04-17
DE RA APPROVED 2012-04-09
  • NC RA
    APPROVED
    Since 2017-12-05
  • MA RA
    APPROVED
    Since 2012-04-17
  • DE RA
    APPROVED
    Since 2012-04-09

Branch Locations

901 South Bond Street Suite 400, Baltimore, MD 21231-3340 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brown Investment Advisory & Trust Company Baltimore MD 03/2011 Present
  • 03/2011 → Present
    Brown Investment Advisory & Trust Company
    Baltimore, MD
Previous Registrations
  • 2010-11-08 → 2012-04-09
    Brown Advisory
    Baltimore, MD
  • 2006-04-13 → 2010-08-23
    Brown Advisory Cavanaugh, Llc
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-12
  • S65 Uniform Investment Adviser Law Examination
    2006-04-12

View on SEC IAPD

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