John Edward Brooks

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  San Antonio, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  San Antonio, TX

Other Businesses

Real Estate Ownership; Single Family; 1045 Shook Ave #125, , San Antonio, TX, 78212; Not Investment-Related; 03/01/2017 / Commercial; 1314 east sonterra blvd building 4, ste 401, , san antonio, TX, 78258; Not Investment-Related; 08/10/2020. Business Ownership; BONT Management LLC; shareholder; llc created to manage a building created to lease offices; 1314 east sonterra blvd bind 4 , ste 401, , san antonio, TX, 78258; Investment-Related; 03/06/2006; 0 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2005-02-08
• S63 Uniform Securities Agent State Law Examination
  1999-08-16

Other Names

• John Edward Brooks
• John Edward Brooks