Scott Douglas Pugan

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Port Richey, FL
• 11/2016 → 06/2023
  Wells Fargo Clearing Services, Llc
  Port Richey, FL
• 06/2023 → Present
  Raymond James & Associates Inc.
  Spring Hill, FL

Previous Registrations

• 2008-01-01 → 2023-06-29
  Wells Fargo Clearing Services, Llc
  Land O'LAkes, FL
  Spring Hill, FL
  Hernando, FL
• 2003-12-09 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Hernando, FL
  St. Louis, MO
  Hernando, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-04-28
• S63 Uniform Securities Agent State Law Examination
  1987-10-29

Designations

• Certified Financial Planner