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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| CA | RA | APPROVED | 2023-10-25 |
Branch Locations
440 Stevens Avenue Suite 350, Solana Beach, CA 92075 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Analysts, Incorporated | La Jolla | CA | 07/1997 | 10/2023 |
| Lincoln Investment | San Diego | CA | 06/2012 | 10/2023 |
| Commonwealth Financial Network | San Diego | CA | 10/2023 | Present |
| Mammini Company | San Diego | CA | 10/2023 | Present |
1. Fixed insurance sales; as of 10/24/2023; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner & President, Mammini Properties, LLC; an entity created for the purpose of owning real estate at 9750 Miramar Rd, San Diego, CA 92126; as of 2013; 0% of time spent during business hours; Conducted at branch; Investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-02-06 |
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