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Michael Timothy Mammini

Commonwealth Financial Network

Solana Beach, CA

CRD 1739524

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-23
CA RA APPROVED 2023-10-25
  • TX RA
    APPROVED
    Since 2026-03-23
  • CA RA
    APPROVED
    Since 2023-10-25

Branch Locations

440 Stevens Avenue Suite 350, Solana Beach, CA 92075 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Analysts, Incorporated La Jolla CA 07/1997 10/2023
Lincoln Investment San Diego CA 06/2012 10/2023
Commonwealth Financial Network San Diego CA 10/2023 Present
Mammini Company San Diego CA 10/2023 Present
Previous Registrations
  • 2012-06-01 → 2023-10-25
    San Diego, CA
    Woodland Hills, CA
  • 2012-06-05 → 2023-10-25
    San Diego, CA
  • 2004-04-21 → 2012-06-01
    Cincinnati Analysts, Inc.
    La Jolla, CA
    San Diego, CA
    Cincinnati, OH
    San Diego, CA
Other Businesses

1. Fixed insurance sales; as of 10/24/2023; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner & President, Mammini Properties, LLC; an entity created for the purpose of owning real estate at 9750 Miramar Rd, San Diego, CA 92126; as of 2013; 0% of time spent during business hours; Conducted at branch; Investment related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-02-06
  • S63 Uniform Securities Agent State Law Examination
    1998-02-06
Designations
  • Certified Financial Planner

View on SEC IAPD

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