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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-10 |
Branch Locations
1201 Montana Ave., Suite 205, Santa Monica, CA 90403 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Georgina Asset Management, Llc | Santa Monica | CA | 03/2000 | 10/2025 |
| Arax Advisory Partners, Llc | Denver | CO | 11/2025 | Present |
1)17TH STREET PARTNERS, INC., INVESTMENT RELATED?:YES; 270 18TH STREET, SANTA MONICA, CA 90402; NATURE OF BUSINESS: INVESTMENT LIMITED PARTNERSHIP TITLE: PRESIDENT; START DATE: JANUARY 2002; APPROXIMATE # OF HOURS/MONTH: 1; # OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 DESCRIPTION OF DUTIES: GENERAL PARTNER 2)SGG MEDIA, INC., NOT INVESTMENT RELATED; 9661 WENDOVER DR., BEVERLY HILLS, CA 90210; NATURE OF BUSINESS: SPORTS MEDIA TITLE: ADVISORY BOARD MEMBER; START DATE: JUNE 2022; APPROXIMATE # OF HOURS/MONTH: 1; # OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 1 DESCRIPTION OF DUTIES: ADVISORY BOARD MEMBER 3) FAST BALL MEDIA, INC., NOT INVESTMENT RELATED; 1627 Penmar Avenue #3, Venice California 90291; NATURE OF BUSINESS: SPORTS MEDIA TITLE: MEMBER OF BOARD OF DIRECTORS; START DATE: MAY 2025; APPROXIMATE # OF HOURS/MONTH: 1; # OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 1 DESCRIPTION OF DUTIES: MEMBER OF BOARD OF DIRECTORS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-07 |
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